Response
If Craver is correct in these objections, then the HPC view is an extremely nuanced and useful, but nevertheless conventional, view of natural kinds, and so the HPC theorist must make a response. But before I do, I must note that my response assumes two theories to be correct: Shoemaker’s Causal Theory of Properties[4] and Gillett’s Theory of Compositional Relations.[5] With these two theories in mind we can now address Craver’s challenges. I take up the fifth objection first because I believe Craver has created a false dichotomy and hence has misconstrued the Accommodation Thesis. Boyd, the originator of the HPC view, is concerned with inductive practices and generalizations which he takes natural kinds to be primarily used for. As such, he believes that we should accommodate our language and practices to the causal structures that underpin our generalizations (Boyd 148). Boyd takes kinds to be constrained by the causal structure of the world, and so it is not the case that any classification scheme will do so long as it serves our instrumental purposes. However, “many – but not just any – mind-independent causal relationships exist, and biologists pick out those which accord with their varied lines of inquiry” (Lockwood 23).[6]
This means that while Boyd is a realist about species, he is a species pluralist, since “natural kinds, including species, are discipline relative” (Lockwood 23). That is, there are as many “correct” ways of grouping individuals under natural kinds as there are purposes for doing so, as long as these groupings do not violate the causal structure of the world. As Lockwood puts it, “there are many relations that could be used to delimit species and none of these has a privileged status as long as the different perspectives meet the criteria of integrating objective features of the world with the subjective desires of scientists” (Lockwood 23-4). Thus, Craver has created a false dichotomy. The HPC view does not claim that either natural kinds are immune to revision or that scientists are allowed to gloss over causal differences if individuals are “similar enough” for their purposes. Instead, natural kinds are constrained by the causal structure of the world, but since the causal structure on its own does not group individuals into useful kinds, scientists must group individuals based on their usefulness and based on the causal structure of the world.
Now consider Craver’s first objection that the HPC view cannot specify which homeostatic mechanism to identify a kind with. Craver seems to assume that there is only one homeostatic mechanism that defines a kind: “if you find that a single cluster of properties is explained by more than one mechanism, split the cluster into subset clusters, each of which is explained by a single mechanism,” whereas “if you find that two or more putatively distinct kinds are explained by the same mechanism, lump the putative kinds into one” (Craver 581). However, there is nothing in the HPC view that demands that we must define a natural kind by a single homeostatic mechanism. Usually several mechanisms work together to define a kind, and supporters of the HPC view explicitly endorse this conclusion (Boyd 165, Brigandt 26). The HPC view can appeal to all and only those mechanisms that sustain the relevant property cluster and this will mean that a kind will generally be identified by many mechanisms. Perhaps we should say that these many mechanisms form a single causal process and it is this causal process that defines the natural kind.
Even if we cannot do this, notice that HPC theorists like Boyd and Brigandt have explicitly embraced kind pluralism. So Craver’s objection that the HPC view leads us to kind pluralism is no objection. Furthermore, pragmatic considerations are permitted in defining kinds so long as these do not violate the causal structure of the world, and so HPC theorists agree with Craver that there will be no “correct” way of carving up the world. But scientists are not arbitrarily creating kinds; these kinds follow the causal structure of the world in that they are supported by homeostatic mechanisms that sustain the property clusters that are associated with kinds. Thus, Craver has simply misunderstood what he takes his opponents to assert.
Craver’s second contention that the HPC view cannot tell us when two mechanisms are of the same kind and that one must appeal to pragmatic considerations to specify the appropriate level of generality can be answered in the following way. Recall that a mechanism consists of entities and activities that do something given their organization, “something that the components could not do on their own” (Craver 582). However, he worries that “mechanisms that produce the same effects with different components should be lumped on the basis of their effects and split on the basis of their constitutive mechanisms,” and thus there is no objective way of deciding when to split or when to lump (Craver 584). But if we recognize that mechanisms are primarily defined by their effects (that is, their causal powers), then we should always lump mechanisms that produce the same effects (even with different components) and only split mechanisms when the effects they produce are different. As such, we are merely affirming that mechanisms can be multiply realized and that what matters are their causal powers, not what they consist of. We can ignore the fact that different entities and activities may be involved in generating these causal powers. These differences are not glossed over by abstraction, but instead are irrelevant to the identity of mechanisms, whose identity is fixed by their effects. Thus, two mechanisms are of the same kind when they have the same powers, and this is an objective matter.[7]
Even if this solution does not work, once again the HPC theorist can appeal to pragmatic considerations so long as these do not violate the causal structure of the world. Thus, it may be appropriate to use varying degrees of abstraction of mechanisms for different purposes and this is permitted by the HPC view. One way of doing this is to admit that there are no necessary and sufficient conditions for the identity of mechanisms. Instead, two mechanisms are members of the same kind when they each have a set of powers that is part of a cluster of powers associated with the kind of mechanism. In any case, both of these proposed solutions meet Craver’s objection and so his second objection fails.
Moving on to the third objection that there are no objectively determined boundaries for mechanisms, one can appeal to Gillett’s Theory of Compositional Relations. This theory asserts that components are spatially located within the composite entity, powerfully related to each other, and together realize the powers of the composite entity. Translating to apply to mechanisms, we can say that the entities, activities, and organizational features of a mechanism that define a kind are those that (1) are spatially located with the members of the kind, (2) that powerfully interact with each other, and which (3) together produce/realize the characteristic effects/powers of the mechanism (which sustains the property cluster that is associated with the kind). Any entity, activity, or organizational feature that fails to satisfy (1)-(3) is excluded as a part of the mechanism, and so we have a non-arbitrary and clear way of marking the boundaries of any given mechanism that does not rely on pragmatic and theoretical considerations.
This takes us to Craver’s fourth concern that scientists define kinds according to “important” causal generalizations and that giving up the notion of importance leads us to kind promiscuity. As we have already seen, HPC theorists explicitly embrace the use of “importance” in marking kinds and also embrace a plurality of kinds. Boyd believes that given the structural complexity of the natural world (particularly in biology), scientists will be faced with differing accommodation demands in their differing scientific disciplines, and so will need to use different natural kind terms that cut across each other (Boyd 160). However, since “different ways of demarcating species can correspond to different objective structures,” we can “thus define species categories that are equally real” (Boyd 170). Thus, far from being an objection to the view, HPC theorists take Craver’s concern to be a good feature of the view.
Consequently, each of Craver’s objections has failed and so the HPC view, as it currently stands, is a coherent view. However, I think that Craver’s worries all stem from an implicit demand for (1*) necessary and sufficient conditions at some level to mark the boundaries of natural kinds and kind membership, and (2*) a desire to give an account of natural kinds that is purely objective and natural without any dependence on human interests and that (3*) carves up the world in a single correct way. Should we have a theory that seeks to meet these demands? Can the HPC view meet these demands?
Critique
Considering necessary and sufficient conditions, Boyd and his followers reject such a demand[8] because they believe that “the relevant question is not so much into which metaphysical category species and higher taxa fall, but how biological accounts of taxa (such as species concepts) underwrite classifications and generalizations, shed light on the unity of taxa across time, and permit explaining their ability to undergo change as a unit—all of which are epistemic issues” (Brigandt 30). Thus, many HPC theorists take natural kinds to be primarily epistemic categories instead of, and even at the cost of their being, metaphysical categories; natural kinds exist primarily to serve scientific inductive and generalization needs while metaphysical issues are pushed to the side.[9] As such, Boyd, Brigandt, and other similar HPC theorists also reject (2*), which leads, as we have seen, to a rejection of (3*).
Should HPC theorists say this, even if their view is coherent? I think not. Consider some costs and implications. First, both the essentialist and the conventionalist seem to take the debate to be metaphysical. The conventionalist seems to claim that natural kinds are not metaphysical categories, though they are extremely useful epistemic categories; they are merely a useful fiction imperfectly based upon the causal structure of the world, but such a useful fiction is not enough to call them “real” or “natural.” The essentialist, responding to the conventionalist, likewise assumes that the debate is over whether kinds are ontological, and seeks to give necessary and sufficient conditions for kinds that would establish a metaphysically robust categorization of the natural world. As such, it seems that Boyd, Brigandt, and similarly minded HPC theorists have shifted the debate to scientific epistemology instead of ontology. Vague boundaries will do if we are concerned merely with scientific practice, but not if we are doing ontology and trying to make identity claims.
Second, if Boyd and Brigandt are correct, then no way of categorizing the world is ontologically privileged, and so we cannot say what deeper kind any entity falls into or what that entity fundamentally is. But isn’t the question of, for example, “what am I?” important and meaningful? Isn’t there a definite answer to that question? It is not satisfying to say that for some purposes I am a human but for others I am not, for this seems to actually be a kind relativism instead of a pluralistic realism. Whatever I am, I do not change depending on any scientist’s particular interests and so my fundamental kind, whatever it is, cannot change; my metaphysical identity is fixed. In order to provide the creation, persistence, and destruction conditions for any individual, that is, its identity conditions, we must figure out which deeper kind it belongs to and so we must have a way of privileging some natural kinds over others.
Third, the HPC view as Boyd and Brigandt present it is a strange form of scientific realism. They claim that there is no objective, correct, or discipline-independent way of carving up the structure of the world, and that kinds are discipline-relative (Boyd 148). By making a kind’s “naturalness” dependent on whether it is useful for us and only within a certain field of inquiry, HPC theorists have made kinds hostage to our disciplinary interests. But what is natural or real about a kind that exists only insofar as it is useful for scientists to invoke it in successful and important causal generalizations?[10] Such kinds may not violate the causal structure of the world, but even conventional kinds can often claim as much, and they like Boyd’s HPC view rely heavily on human interests in fixing kinds.
Given these considerations, I think it is a mistake to give up on (1*)-(3*) and so one should not abandon an essentialist view but instead should seek to modify it. Fortunately, the HPC view can be suitably modified to satisfy (1*)-(3*). To repeat some of my previous claims made in response to Craver’s criticisms, mechanisms are individuated by the powers they contribute in the world.[11] Since a natural kind will have a property cluster that is sustained by many mechanisms, the kind will be individuated by the set of mechanisms (which may be called a single causal process) that sustains the cluster of properties that members of the kind have. Differing natural kinds need not appeal to the same mechanisms to define the kind. Instead, what is important is that we appeal to all and only those mechanisms that sustain the property cluster found among a set of individuals.[12]
We can and should expect some variety in the properties of the members of a kind since the members will be interacting with other mechanisms that do not define their kind (e.g., environmental background conditions). This is precisely why higher science laws are not exceptionless, due to the fact that there are many conditional powers operating amidst differing background conditions.[13] Other varieties can be explained by the fact that mechanisms may sustain clusters of properties and not any single property (e.g., maleness and femaleness is sustained by interbreeding). As such, this revised view can also account for the intrinsic heterogeneity that is common in biological kinds that “subsume individual entities (e.g., organisms) whose variation from one another is a natural part of what it is to be a member of those kinds” (Wilson 6). When the variation becomes too great, we can attribute this to the breakdown of mechanisms that have sustained a kind, leading to speciation as a result of the new mechanisms that form and operate on existing individuals (Rieppel 41). Thus, we can say that when the causal process with which a species is identified no longer operates, then that species no longer exists.
Furthermore, we can capture the essentialist intuition by saying that members of a natural kind all have the property of having participated in the same causal process. Participating in the causal process definitive of the natural kind is a necessary and sufficient condition for one’s being a member of that kind. The “scope” of the kind extends as far as the mechanisms that sustain the property clusters in a kind operate (Magnus 7). Thus, contrary to the common HPC view that rejects essences[14], we can say that since the causal process universally operates on members of a kind, is responsible for the kind’s typical traits, and explains why the kind has these traits, the causal process is the essence of the kind.
In conclusion, while Craver has not offered any decisive objections to the HPC view as traditionally formulated and defended by Boyd and others, he does notice some difficulties for the HPC view that I believe should lead us to modify the view. This modification takes the best of both the essentialist and HPC views and consequently avoids the conventionalist elements that drive Craver’s concerns.
Works Cited and Consulted
Aizawa, Kenneth, and Carl Gillett. “The Autonomy of Psychology in the Age of Neuroscience.”
Causality in the Sciences. Ed. Phyllis McKay Illari, Federica Russo, and Jon
Williamson. Oxford: Oxford University Press, 2011. 202-223 (1-30). Print.
Boyd, Richard. “Homeostasis, Species, and Higher Taxa.” Species: New Interdisciplinary
Essays. Ed. Robert Wilson. Cambridge, MA: MIT Press, 1999. 141-185. PDF file.
Brigandt, Ingo. “Natural Kinds in Evolution and Systematics: Metaphysical and Epistemological
Considerations.” Ingo Brigandt – Publications. University of Alberta, n.d. Web. 9 Sept.
2011.
Craver, Carl. “Mechanisms and Natural Kinds.” Philosophical Psychology 22.5 (2009): 575-
594. Philosopher’s Index. Web. 9 Sept. 2011.
Gillett, Carl. “Hyper-Extending the Mind? Setting Boundaries in the Special Sciences.”
Philosophical Topics 35.1-2 (2007). Philosopher’s Index. Web. 9 Sept. 2011.
Lockwood, Jeffrey. “Species are Processes: A Solution to the ‘Species Problem’ via an
Extension of Ulanowicz’s Ecological Metaphysics.” Axiomathes (2011): 1-30.
SpringerLink. Web. 9 Sept. 2011.
Magnus, P.D. “Drakes, Seadevils, and Similarity Fetishism.” Biology and Philosophy (2011): 1-
14. SpringerLink. Web. 9 Sept. 2011.
Rieppel, Olivier. “Species as a Process.” Acta Biotheoretica 57.1-2 (2009): 33-49.
SpringerLink. Web. 9 Sept. 2011.
Wilson, Robert, Matthew Barker, and Ingo Brigandt. “When Traditional Essentialism Fails:
Biological Natural Kinds.” Ingo Brigandt – Publications. University of Alberta, n.d.
Web. 9 Sept. 2011.
Footnotes
[1] As Magnus similarly concludes, HPC kinds are “unified by the underlying causal mechanism that maintains them… [It is] a complex of related property clusters kept in relation by an underlying causal process” (Magnus 1).
[2] Examples of homeostatic mechanisms for species include “unique common evolutionary origin” (Rieppel 34), “social roles” (Boyd 153), “gene exchange between certain populations and reproductive isolation from others, effects of common selective factors, coadapted gene complexes and other limitation on heritable variation, developmental constraints, the effects of the organism-caused features of evolutionary niches” (Boyd 165), and other “historical relations among the members” (Magnus 8).
[3] Such variability includes the multiple-realizability of mechanisms by different component entities and activities. But Craver seems to take the multiple-realizability of mechanisms to be incompatible with objective natural kinds. Consider what he says:
The same kind of mechanism (as described in an abstract model or schema) can be realized with variable components and variable organizational features. Presumably the variability in underlying mechanisms (or environmental constraints) accounts for the variability in the properties of the cluster instantiated in any member of the kind and in the specific causal relations that the member of the kind has with its environment. If the kind is variable in its properties, it is bound to be variable in at least some of its causal relations. If the underlying mechanism is different, then there are bound to be differences in the ways that the mechanism behaves or, at least, in the ways it responds to interventions. (Craver 586)
[4] Shoemaker claims that what makes a property as used in the sciences the property it is “is its potential for contributing to the causal powers of the things that have it” (Shoemaker 114). A property is thus individuated by the powers it contributes, where a power is understood to be a fundamental entity that, by its intrinsic nature, makes certain effects happen under certain conditions. This means that if two properties contribute all of the same causal powers under the same conditions to the entities that have them, then they are the same (i.e., identical) properties. Similarly, if two properties contribute different powers under the same conditions, then these properties are not identical. It also means that if an entity has a certain property, then that entity has a conditional power (that is, a power that can manifest in certain effects under certain conditions) (Shoemaker 115). Thus, properties can be dispositional.
[5] Gillett takes compositional relations to be forms of non-causal determination that hold between qualitatively different relata. In instances of composition, many lower-level components non-causally determine a qualitatively different higher-level entity under certain background conditions. These component parts are (1) spatially contained within the higher-level individual, (2) these components bear powerful relations to each other, and (3) their powers and properties realize those of the composed higher-level individual (Gillett, “Hyper” 170). That is, components are located within the boundaries of the composed entity, these components causally interact with each other, and these causal interactions and properties of these components non-causally determine those powers and properties of the composed entity.
[6] Consider an illustration. A piece of grid paper may be colored in many different ways. One can follow the lines or simply ignore them. The essentialist will say that there is one correct way of coloring the paper. The conventionalist takes there to be no wrong way to color the sheet and so the grid lines do not matter in constraining one’s coloring. An HPC theorist would insist that there is no single correct way of coloring the paper, and many people may color the paper in different ways legitimately. However, one must color by following the lines. One cannot cut a box in two with two different colors, for this is to violate the structure of the grid lines and to color completely according to one’s own purposes, which is wrong. Similarly, scientists may choose different groupings of kinds (ways of coloring) for different lines of inquiry that match the causal structure (lines) of the world but which also serve their practical purposes.
[7] Craver’s real issue seems to be that he denies multiple-realizability. Aizawa and Gillett notice that in other work Craver seems to rely on the “No Dissociable Realization” principle, which states that “instances of a property have one and only one realizer. If there are two distinct realizers for a putative instance of a property, then there are really two properties, one for each realizer” (Aizawa and Gillett, 21). Similarly, Craver reasons that because there are many entities and activities that may make up a “kind” of mechanism, and many mechanisms that may make up other “natural kinds,” then there should only be one set of entities and activities per kind of mechanism, and only one mechanism per natural kind. But there is no reason to believe that simply because a kind is sustained by many different mechanisms then it cannot be a natural kind, and no reason to believe that a kind of mechanism cannot be made up of many different entities and activities. If differing mechanisms have conditional powers that operate in the same way under the same conditions, and differing entities and activities also have the same conditional powers under the same conditions, then it is possible for both differing entities/activities and mechanisms to realize the same mechanisms and natural kinds, respectively. In this case, the lower-level realizers are “orthogonal” to the higher-level entity produced because differences among the realizers do not lead us to posit a different kind of entity; the same entity is multiply-realized (Aizawa and Gillett 2-3).
[8] Boyd takes this demand to be an illegitimate leftover of the empiricist tradition (Boyd 151).
[9] Boyd explicitly states this by denying that “the issue is one regarding the metaphysical status of the families consisting of the members of the kinds in question – considered by themselves – [when it is rather] one regarding the contributions that reference to them may make to accommodation” (Boyd 159).
[10] (Boyd 176)
[11] As Aizawa and Gillett similarly claim, “processes in the sciences are grounded by the manifestation of the powers contributed to individuals by such properties and we therefore plausibly have different kinds of process where we have different properties and powers” (Aizawa and Gillett 3).
[12] Doing so allows us to keep the “species” category without having to break it up into three distinct categories as Ereshefsky does (Wilson 25). Some species will have property clusters sustained by interbreeding, others by common descent, and still others by ecological selection, but all are still correctly called species.
[13] Boyd agrees: “we characterize the homeostatic property cluster associated with a biological species as containing lots of conditionally specified dispositional properties” (Boyd 165).
[14] Wilson 6-7
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